Practice Area

Banking & Financial Institutions

Corporate – Banking & Financial Institutions

With decades of experience counseling banks and financial institutions, our attorneys combine in-depth financial industry knowledge and legal expertise with a practical yet creative approach to problem solving.

Practice area expertise

    • Corporate law
    • intellectual property
    • labor and employment
    • litigation and appellate
    • real estate law
    • Tax
    • Outside general counsel

We tackle complex and general transactional, regulatory and dispute resolution activities. Our clients are focused on financial and strategic goals. Being able to track industry specific compliance obligations and offers meaningful solutions is imperative to their success. We counsel clients with respect to regulatory obligations under federal securities laws, including but not limited to the Securities Exchange Act of 1934, the Investment Advisors Act of 1940 and the Sarbanes-Oxley Act. Further, we provide guidance on corporate governance issues, including officer and director responsibilities, shareholder rights, employee compensation and SEC reporting obligations.

In addition to representing businesses before the full range of federal and state regulatory agencies, we also assist our clients with the examination process concerning various applications.

Routine legal matters include:

Banking Regulatory Compliance
Commercial Loans
Conflict management and resolution
Defense Work
Due Diligence
Franchise License
Loan Underwriting
Mezzanine Lending/Finance
New Securities
Private Equity
Real estate lending
UCC Compliance
Venture Capital

Find a Banking and Financial Institutions Attorney